Also, the SEC charged two men for using oil-and-gas investors' money for vacations and dating websites.

The Securities and Exchange Commission filed charges against a former registered representative and branch manager with Raymond James & Associates for helping facilitate an EB-5 offering fraud perpetrated by a Vermont-based ski resort.

Source: https://www.thinkadvisor.com/2018/09/07/sec-fines-ex-raymond-james-branch-manager-for-role/?slreturn=20190310023618

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